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Hướng dẫn học tập > College Algebra: Co-requisite Course

Transformations of Functions

Learning Objectives

  • Transformations of functions
    • Graph functions using vertical and horizontal shifts
    • Graph functions using reflections about the x-axis and the y-axis
    • Graph functions using compressions and stretches
    • Combine transformations
  • Transformations of quadratic functions
We all know that a flat mirror enables us to see an accurate image of ourselves and whatever is behind us. When we tilt the mirror, the images we see may shift horizontally or vertically. But what happens when we bend a flexible mirror? Like a carnival funhouse mirror, it presents us with a distorted image of ourselves, stretched or compressed horizontally or vertically. In a similar way, we can distort or transform mathematical functions to better adapt them to describing objects or processes in the real world. In this section, we will take a look at several kinds of transformations.
Figure_01_05_038 Figure 1. (credit: "Misko"/Flickr)

Shifts

One simple kind of transformation involves shifting the entire graph of a function up, down, right, or left. The simplest shift is a vertical shift, moving the graph up or down, because this transformation involves adding a positive or negative constant to the function. In other words, we add the same constant to the output value of the function regardless of the input. For a function [latex]g\left(x\right)=f\left(x\right)+k[/latex], the function [latex]f\left(x\right)[/latex] is shifted vertically [latex]k[/latex] units.
Graph of f of x equals the cubed root of x shifted upward one unit, the resulting graph passes through the point (0,1) instead of (0,0), (1, 2) instead of (1,1) and (-1, 0) instead of (-1, -1) Vertical shift by [latex]k=1[/latex] of the cube root function [latex]f\left(x\right)=\sqrt[3]{x}[/latex].
To help you visualize the concept of a vertical shift, consider that [latex]y=f\left(x\right)[/latex]. Therefore, [latex]f\left(x\right)+k[/latex] is equivalent to [latex]y+k[/latex]. Every unit of [latex]y[/latex] is replaced by [latex]y+k[/latex], so the [latex]y\text{-}[/latex] value increases or decreases depending on the value of [latex]k[/latex]. The result is a shift upward or downward.

A General Note: Vertical Shift

Given a function [latex]f\left(x\right)[/latex], a new function [latex]g\left(x\right)=f\left(x\right)+k[/latex], where [latex]k[/latex] is a constant, is a vertical shift of the function [latex]f\left(x\right)[/latex]. All the output values change by [latex]k[/latex] units. If [latex]k[/latex] is positive, the graph will shift up. If [latex]k[/latex] is negative, the graph will shift down.

Example: Adding a Constant to a Function

To regulate temperature in a green building, airflow vents near the roof open and close throughout the day. Figure 2 shows the area of open vents [latex]V[/latex] (in square feet) throughout the day in hours after midnight, [latex]t[/latex]. During the summer, the facilities manager decides to try to better regulate temperature by increasing the amount of open vents by 20 square feet throughout the day and night. Sketch a graph of this new function. image

Answer: We can sketch a graph of this new function by adding 20 to each of the output values of the original function. This will have the effect of shifting the graph vertically up. image Notice that for each input value, the output value has increased by 20, so if we call the new function [latex]S\left(t\right)[/latex], we could write

[latex]S\left(t\right)=V\left(t\right)+20[/latex]

This notation tells us that, for any value of [latex]t,S\left(t\right)[/latex] can be found by evaluating the function [latex]V[/latex] at the same input and then adding 20 to the result. This defines [latex]S[/latex] as a transformation of the function [latex]V[/latex], in this case a vertical shift up 20 units. Notice that, with a vertical shift, the input values stay the same and only the output values change.
[latex]t[/latex] 0 8 10 17 19 24
[latex]V\left(t\right)[/latex] 0 0 220 220 0 0
[latex]S\left(t\right)[/latex] 20 20 240 240 20 20

How To: Given a tabular function, create a new row to represent a vertical shift.

  1. Identify the output row or column.
  2. Determine the magnitude of the shift.
  3. Add the shift to the value in each output cell. Add a positive value for up or a negative value for down.

Example: Shifting a Tabular Function Vertically

A function [latex]f\left(x\right)[/latex] is given below. Create a table for the function [latex]g\left(x\right)=f\left(x\right)-3[/latex].
[latex]x[/latex] 2 4 6 8
[latex]f\left(x\right)[/latex] 1 3 7 11

Answer: The formula [latex]g\left(x\right)=f\left(x\right)-3[/latex] tells us that we can find the output values of [latex]g[/latex] by subtracting 3 from the output values of [latex]f[/latex]. For example:

[latex]\begin{cases}f\left(2\right)=1\hfill & \text{Given}\hfill \\ g\left(x\right)=f\left(x\right)-3\hfill & \text{Given transformation}\hfill \\ g\left(2\right)=f\left(2\right)-3\hfill & \hfill \\ =1 - 3\hfill & \hfill \\ =-2\hfill & \hfill \end{cases}[/latex]

Subtracting 3 from each [latex]f\left(x\right)[/latex] value, we can complete a table of values for [latex]g\left(x\right)[/latex].
[latex]x[/latex] 2 4 6 8
[latex]f\left(x\right)[/latex] 1 3 7 11
[latex]g\left(x\right)[/latex] −2 0 4 8

Analysis of the Solution

As with the earlier vertical shift, notice the input values stay the same and only the output values change.

Try It

The function [latex]h\left(t\right)=-4.9{t}^{2}+30t[/latex] gives the height [latex]h[/latex] of a ball (in meters) thrown upward from the ground after [latex]t[/latex] seconds. Suppose the ball was instead thrown from the top of a 10-m building. Relate this new height function [latex]b\left(t\right)[/latex] to [latex]h\left(t\right)[/latex], and then find a formula for [latex]b\left(t\right)[/latex].

Answer: [latex]b\left(t\right)=h\left(t\right)+10=-4.9{t}^{2}+30t+10[/latex]

Identifying Horizontal Shifts

We just saw that the vertical shift is a change to the output, or outside, of the function. We will now look at how changes to input, on the inside of the function, change its graph and meaning. A shift to the input results in a movement of the graph of the function left or right in what is known as a horizontal shift.
Graph of f of x equals the cubed root of x shifted left one unit, the resulting graph passes through the point (0,-1) instead of (0,0), (0, 1) instead of (1,1) and (-2, -1) instead of (-1, -1) Horizontal shift of the function [latex]f\left(x\right)=\sqrt[3]{x}[/latex]. Note that [latex]h=+1[/latex] shifts the graph to the left, that is, towards negative values of [latex]x[/latex].
 

For example, if [latex]f\left(x\right)={x}^{2}[/latex], then [latex]g\left(x\right)={\left(x - 2\right)}^{2}[/latex] is a new function. Each input is reduced by 2 prior to squaring the function. The result is that the graph is shifted 2 units to the right, because we would need to increase the prior input by 2 units to yield the same output value as given in [latex]f[/latex].

A General Note: Horizontal Shift

Given a function [latex]f[/latex], a new function [latex]g\left(x\right)=f\left(x-h\right)[/latex], where [latex]h[/latex] is a constant, is a horizontal shift of the function [latex]f[/latex]. If [latex]h[/latex] is positive, the graph will shift right. If [latex]h[/latex] is negative, the graph will shift left.

Example: Adding a Constant to an Input

Returning to our building airflow example from Example 2, suppose that in autumn the facilities manager decides that the original venting plan starts too late, and wants to begin the entire venting program 2 hours earlier. Sketch a graph of the new function.

Answer: We can set [latex]V\left(t\right)[/latex] to be the original program and [latex]F\left(t\right)[/latex] to be the revised program.

[latex]\begin{cases}{c}V\left(t\right)=\text{ the original venting plan}\\ \text{F}\left(t\right)=\text{starting 2 hrs sooner}\end{cases}[/latex]

In the new graph, at each time, the airflow is the same as the original function [latex]V[/latex] was 2 hours later. For example, in the original function [latex]V[/latex], the airflow starts to change at 8 a.m., whereas for the function [latex]F[/latex], the airflow starts to change at 6 a.m. The comparable function values are [latex]V\left(8\right)=F\left(6\right)[/latex]. Notice also that the vents first opened to [latex]220{\text{ ft}}^{2}[/latex] at 10 a.m. under the original plan, while under the new plan the vents reach [latex]220{\text{ ft}}^{\text{2}}[/latex] at 8 a.m., so [latex]V\left(10\right)=F\left(8\right)[/latex]. image In both cases, we see that, because [latex]F\left(t\right)[/latex] starts 2 hours sooner, [latex]h=-2[/latex]. That means that the same output values are reached when [latex]F\left(t\right)=V\left(t-\left(-2\right)\right)=V\left(t+2\right)[/latex].

Analysis of the Solution

Note that [latex]V\left(t+2\right)[/latex] has the effect of shifting the graph to the left. Horizontal changes or "inside changes" affect the domain of a function (the input) instead of the range and often seem counterintuitive. The new function [latex]F\left(t\right)[/latex] uses the same outputs as [latex]V\left(t\right)[/latex], but matches those outputs to inputs 2 hours earlier than those of [latex]V\left(t\right)[/latex]. Said another way, we must add 2 hours to the input of [latex]V[/latex] to find the corresponding output for [latex]F:F\left(t\right)=V\left(t+2\right)[/latex].

How To: Given a tabular function, create a new row to represent a horizontal shift.

  1. Identify the input row or column.
  2. Determine the magnitude of the shift.
  3. Add the shift to the value in each input cell.

Example: Shifting a Tabular Function Horizontally

A function [latex]f\left(x\right)[/latex] is given below. Create a table for the function [latex]g\left(x\right)=f\left(x - 3\right)[/latex].
[latex]x[/latex] 2 4 6 8
[latex]f\left(x\right)[/latex] 1 3 7 11

Answer: The formula [latex]g\left(x\right)=f\left(x - 3\right)[/latex] tells us that the output values of [latex]g[/latex] are the same as the output value of [latex]f[/latex] when the input value is 3 less than the original value. For example, we know that [latex]f\left(2\right)=1[/latex]. To get the same output from the function [latex]g[/latex], we will need an input value that is 3 larger. We input a value that is 3 larger for [latex]g\left(x\right)[/latex] because the function takes 3 away before evaluating the function [latex]f[/latex].

[latex]\begin{cases}g\left(5\right)=f\left(5 - 3\right)\hfill \\ =f\left(2\right)\hfill \\ =1\hfill \end{cases}[/latex]

We continue with the other values to create this table.
[latex]x[/latex] 5 7 9 11
[latex]x - 3[/latex] 2 4 6 8
[latex]f\left(x\right)[/latex] 1 3 7 11
[latex]g\left(x\right)[/latex] 1 3 7 11
The result is that the function [latex]g\left(x\right)[/latex] has been shifted to the right by 3. Notice the output values for [latex]g\left(x\right)[/latex] remain the same as the output values for [latex]f\left(x\right)[/latex], but the corresponding input values, [latex]x[/latex], have shifted to the right by 3. Specifically, 2 shifted to 5, 4 shifted to 7, 6 shifted to 9, and 8 shifted to 11.

Analysis of the Solution

The graph below represents both of the functions. We can see the horizontal shift in each point. Graph of the points from the previous table for f(x) and g(x)=f(x-3).

Example: Identifying a Horizontal Shift of a Toolkit Function

This graph represents a transformation of the toolkit function [latex]f\left(x\right)={x}^{2}[/latex]. Relate this new function [latex]g\left(x\right)[/latex] to [latex]f\left(x\right)[/latex], and then find a formula for [latex]g\left(x\right)[/latex]. Graph of a parabola.

Answer: Notice that the graph is identical in shape to the [latex]f\left(x\right)={x}^{2}[/latex] function, but the x-values are shifted to the right 2 units. The vertex used to be at (0,0), but now the vertex is at (2,0). The graph is the basic quadratic function shifted 2 units to the right, so

[latex]g\left(x\right)=f\left(x - 2\right)[/latex]

Notice how we must input the value [latex]x=2[/latex] to get the output value [latex]y=0[/latex]; the x-values must be 2 units larger because of the shift to the right by 2 units. We can then use the definition of the [latex]f\left(x\right)[/latex] function to write a formula for [latex]g\left(x\right)[/latex] by evaluating [latex]f\left(x - 2\right)[/latex].

[latex]\begin{cases}f\left(x\right)={x}^{2}\hfill \\ g\left(x\right)=f\left(x - 2\right)\hfill \\ g\left(x\right)=f\left(x - 2\right)={\left(x - 2\right)}^{2}\hfill \end{cases}[/latex]

Analysis of the Solution

To determine whether the shift is [latex]+2[/latex] or [latex]-2[/latex] , consider a single reference point on the graph. For a quadratic, looking at the vertex point is convenient. In the original function, [latex]f\left(0\right)=0[/latex]. In our shifted function, [latex]g\left(2\right)=0[/latex]. To obtain the output value of 0 from the function [latex]f[/latex], we need to decide whether a plus or a minus sign will work to satisfy [latex]g\left(2\right)=f\left(x - 2\right)=f\left(0\right)=0[/latex]. For this to work, we will need to subtract 2 units from our input values.

Example: Interpreting Horizontal versus Vertical Shifts

The function [latex]G\left(m\right)[/latex] gives the number of gallons of gas required to drive [latex]m[/latex] miles. Interpret [latex]G\left(m\right)+10[/latex] and [latex]G\left(m+10\right)[/latex].

Answer: [latex]G\left(m\right)+10[/latex] can be interpreted as adding 10 to the output, gallons. This is the gas required to drive [latex]m[/latex] miles, plus another 10 gallons of gas. The graph would indicate a vertical shift. [latex]G\left(m+10\right)[/latex] can be interpreted as adding 10 to the input, miles. So this is the number of gallons of gas required to drive 10 miles more than [latex]m[/latex] miles. The graph would indicate a horizontal shift.

Try It

Given the function [latex]f\left(x\right)=\sqrt{x}[/latex], graph the original function [latex]f\left(x\right)[/latex] and the transformation [latex]g\left(x\right)=f\left(x+2\right)[/latex] on the same axes. Is this a horizontal or a vertical shift? Which way is the graph shifted and by how many units?

Answer: A horizontal shift results when a constant is added to or subtracted from the input. A vertical shifts results when a constant is added to or subtracted from the output.

Reflections

Another transformation that can be applied to a function is a reflection over the x- or y-axis. A vertical reflection reflects a graph vertically across the x-axis, while a horizontal reflection reflects a graph horizontally across the y-axis. The reflections are shown in Figure 9.
Graph of the vertical and horizontal reflection of a function. Vertical and horizontal reflections of a function.
Notice that the vertical reflection produces a new graph that is a mirror image of the base or original graph about the x-axis. The horizontal reflection produces a new graph that is a mirror image of the base or original graph about the y-axis.

A General Note: Reflections

Given a function [latex]f\left(x\right)[/latex], a new function [latex]g\left(x\right)=-f\left(x\right)[/latex] is a vertical reflection of the function [latex]f\left(x\right)[/latex], sometimes called a reflection about (or over, or through) the x-axis. Given a function [latex]f\left(x\right)[/latex], a new function [latex]g\left(x\right)=f\left(-x\right)[/latex] is a horizontal reflection of the function [latex]f\left(x\right)[/latex], sometimes called a reflection about the y-axis.

How To: Given a function, reflect the graph both vertically and horizontally.

  1. Multiply all outputs by –1 for a vertical reflection. The new graph is a reflection of the original graph about the x-axis.
  2. Multiply all inputs by –1 for a horizontal reflection. The new graph is a reflection of the original graph about the y-axis.

Example: Reflecting a Graph Horizontally and Vertically

Reflect the graph of [latex]s\left(t\right)=\sqrt{t}[/latex] (a) vertically and (b) horizontally.

Answer: a. Reflecting the graph vertically means that each output value will be reflected over the horizontal t-axis as shown below.

Graph of the vertical reflection of the square root function. Vertical reflection of the square root function
Because each output value is the opposite of the original output value, we can write

[latex]V\left(t\right)=-s\left(t\right)\text{ or }V\left(t\right)=-\sqrt{t}[/latex]

Notice that this is an outside change, or vertical shift, that affects the output [latex]s\left(t\right)[/latex] values, so the negative sign belongs outside of the function. b. Reflecting horizontally means that each input value will be reflected over the vertical axis as shown below.
Graph of the horizontal reflection of the square root function. Horizontal reflection of the square root function
Because each input value is the opposite of the original input value, we can write

[latex]H\left(t\right)=s\left(-t\right)\text{ or }H\left(t\right)=\sqrt{-t}[/latex]

Notice that this is an inside change or horizontal change that affects the input values, so the negative sign is on the inside of the function. Note that these transformations can affect the domain and range of the functions. While the original square root function has domain [latex]\left[0,\infty \right)[/latex] and range [latex]\left[0,\infty \right)[/latex], the vertical reflection gives the [latex]V\left(t\right)[/latex] function the range [latex]\left(-\infty ,0\right][/latex] and the horizontal reflection gives the [latex]H\left(t\right)[/latex] function the domain [latex]\left(-\infty ,0\right][/latex].

Try It

Reflect the graph of [latex]f\left(x\right)=|x - 1|[/latex] (a) vertically and (b) horizontally.

Answer: a) Graph of a vertically reflected absolute function. b) Graph of an absolute function translated one unit left.

Example: Reflecting a Tabular Function Horizontally and Vertically

A function [latex]f\left(x\right)[/latex] is given. Create a table for the functions below.
  1. [latex]g\left(x\right)=-f\left(x\right)[/latex]
  2. [latex]h\left(x\right)=f\left(-x\right)[/latex]
[latex]x[/latex] 2 4 6 8
[latex]f\left(x\right)[/latex] 1 3 7 11

Answer:

  1. For [latex]g\left(x\right)[/latex], the negative sign outside the function indicates a vertical reflection, so the x-values stay the same and each output value will be the opposite of the original output value.
    [latex]x[/latex] 2 4 6 8
    [latex]g\left(x\right)[/latex] –1 –3 –7 –11
  2. For [latex]h\left(x\right)[/latex], the negative sign inside the function indicates a horizontal reflection, so each input value will be the opposite of the original input value and the [latex]h\left(x\right)[/latex] values stay the same as the [latex]f\left(x\right)[/latex] values.
    [latex]x[/latex] −2 −4 −6 −8
    [latex]h\left(x\right)[/latex] 1 3 7 11

Try It

[latex]x[/latex] −2 0 2 4
[latex]f\left(x\right)[/latex] 5 10 15 20
Using the function [latex]f\left(x\right)[/latex] given in the table above, create a table for the functions below. a. [latex]g\left(x\right)=-f\left(x\right)[/latex] b. [latex]h\left(x\right)=f\left(-x\right)[/latex]

Answer:

  1. [latex]g\left(x\right)=-f\left(x\right)[/latex]
    [latex]x[/latex] -2 0 2 4
    [latex]g\left(x\right)[/latex] [latex]-5[/latex] [latex]-10[/latex] [latex]-15[/latex] [latex]-20[/latex]
  2. [latex]h\left(x\right)=f\left(-x\right)[/latex]
    [latex]x[/latex] -2 0 2 4
    [latex]h\left(x\right)[/latex] 15 10 5 unknown

 

Compressions and Stretches

Adding a constant to the inputs or outputs of a function changed the position of a graph with respect to the axes, but it did not affect the shape of a graph. We now explore the effects of multiplying the inputs or outputs by some quantity. We can transform the inside (input values) of a function or we can transform the outside (output values) of a function. Each change has a specific effect that can be seen graphically.

Vertical Stretches and Compressions

When we multiply a function by a positive constant, we get a function whose graph is stretched or compressed vertically in relation to the graph of the original function. If the constant is greater than 1, we get a vertical stretch; if the constant is between 0 and 1, we get a vertical compression. The graph below shows a function multiplied by constant factors 2 and 0.5 and the resulting vertical stretch and compression.
Graph of a function that shows vertical stretching and compression. Vertical stretch and compression

A General Note: Vertical Stretches and Compressions

Given a function [latex]f\left(x\right)[/latex], a new function [latex]g\left(x\right)=af\left(x\right)[/latex], where [latex]a[/latex] is a constant, is a vertical stretch or vertical compression of the function [latex]f\left(x\right)[/latex].
  • If [latex]a>1[/latex], then the graph will be stretched.
  • If 0 < a < 1, then the graph will be compressed.
  • If [latex]a<0[/latex], then there will be combination of a vertical stretch or compression with a vertical reflection.

How To: Given a function, graph its vertical stretch.

  1. Identify the value of [latex]a[/latex].
  2. Multiply all range values by [latex]a[/latex].
  3. If [latex]a>1[/latex], the graph is stretched by a factor of [latex]a[/latex]. If [latex]{ 0 }<{ a }<{ 1 }[/latex], the graph is compressed by a factor of [latex]a[/latex]. If [latex]a<0[/latex], the graph is either stretched or compressed and also reflected about the x-axis.

Example: Graphing a Vertical Stretch

A function [latex]P\left(t\right)[/latex] models the number of fruit flies in a population over time, and is graphed below. A scientist is comparing this population to another population, [latex]Q[/latex], whose growth follows the same pattern, but is twice as large. Sketch a graph of this population. Graph to represent the growth of the population of fruit flies.

Answer: Because the population is always twice as large, the new population’s output values are always twice the original function’s output values. If we choose four reference points, (0, 1), (3, 3), (6, 2) and (7, 0) we will multiply all of the outputs by 2. The following shows where the new points for the new graph will be located. [latex-display]\begin{cases}\left(0,\text{ }1\right)\to \left(0,\text{ }2\right)\hfill \\ \left(3,\text{ }3\right)\to \left(3,\text{ }6\right)\hfill \\ \left(6,\text{ }2\right)\to \left(6,\text{ }4\right)\hfill \\ \left(7,\text{ }0\right)\to \left(7,\text{ }0\right)\hfill \end{cases}[/latex-display]

Graph of the population function doubled. Figure 16
Symbolically, the relationship is written as [latex-display]Q\left(t\right)=2P\left(t\right)[/latex-display] This means that for any input [latex]t[/latex], the value of the function [latex]Q[/latex] is twice the value of the function [latex]P[/latex]. Notice that the effect on the graph is a vertical stretching of the graph, where every point doubles its distance from the horizontal axis. The input values, [latex]t[/latex], stay the same while the output values are twice as large as before.

How To: Given a tabular function and assuming that the transformation is a vertical stretch or compression, create a table for a vertical compression.

  1. Determine the value of [latex]a[/latex].
  2. Multiply all of the output values by [latex]a[/latex].

Example: Finding a Vertical Compression of a Tabular Function

A function [latex]f[/latex] is given in the table below. Create a table for the function [latex]g\left(x\right)=\frac{1}{2}f\left(x\right)[/latex].
[latex]x[/latex] 2 4 6 8
[latex]f\left(x\right)[/latex] 1 3 7 11

Answer: The formula [latex]g\left(x\right)=\frac{1}{2}f\left(x\right)[/latex] tells us that the output values of [latex]g[/latex] are half of the output values of [latex]f[/latex] with the same inputs. For example, we know that [latex]f\left(4\right)=3[/latex]. Then [latex-display]g\left(4\right)=\frac{1}{2}f\left(4\right)=\frac{1}{2}\left(3\right)=\frac{3}{2}[/latex-display] We do the same for the other values to produce this table.

[latex]x[/latex] [latex]2[/latex] [latex]4[/latex] [latex]6[/latex] [latex]8[/latex]
[latex]g\left(x\right)[/latex] [latex]\frac{1}{2}[/latex] [latex]\frac{3}{2}[/latex] [latex]\frac{7}{2}[/latex] [latex]\frac{11}{2}[/latex]

Analysis of the Solution

The result is that the function [latex]g\left(x\right)[/latex] has been compressed vertically by [latex]\frac{1}{2}[/latex]. Each output value is divided in half, so the graph is half the original height.

Try It

A function [latex]f[/latex] is given below. Create a table for the function [latex]g\left(x\right)=\frac{3}{4}f\left(x\right)[/latex].
[latex]x[/latex] 2 4 6 8
[latex]f\left(x\right)[/latex] 12 16 20 0

Answer:

[latex]x\\[/latex] 2 4 6 8
[latex]g\left(x\right)\\[/latex] 9 12 15 0

Example: Recognizing a Vertical Stretch

Graph of a transformation of f(x)=x^3. The graph is a transformation of the toolkit function [latex]f\left(x\right)={x}^{3}[/latex]. Relate this new function [latex]g\left(x\right)[/latex] to [latex]f\left(x\right)[/latex], and then find a formula for [latex]g\left(x\right)[/latex].

Answer: When trying to determine a vertical stretch or shift, it is helpful to look for a point on the graph that is relatively clear. In this graph, it appears that [latex]g\left(2\right)=2[/latex]. With the basic cubic function at the same input, [latex]f\left(2\right)={2}^{3}=8[/latex]. Based on that, it appears that the outputs of [latex]g[/latex] are [latex]\frac{1}{4}[/latex] the outputs of the function [latex]f[/latex] because [latex]g\left(2\right)=\frac{1}{4}f\left(2\right)[/latex]. From this we can fairly safely conclude that [latex]g\left(x\right)=\frac{1}{4}f\left(x\right)[/latex]. We can write a formula for [latex]g[/latex] by using the definition of the function [latex]f[/latex].

[latex]g\left(x\right)=\frac{1}{4}f\left(x\right)=\frac{1}{4}{x}^{3}[/latex]

Try It 6

Write the formula for the function that we get when we stretch the identity toolkit function by a factor of 3, and then shift it down by 2 units.

Answer: [latex-display]g(x)=3x-2[/latex-display]

Horizontal Stretches and Compressions

Graph of the vertical stretch and compression of x^2. Now we consider changes to the inside of a function. When we multiply a function’s input by a positive constant, we get a function whose graph is stretched or compressed horizontally in relation to the graph of the original function. If the constant is between 0 and 1, we get a horizontal stretch; if the constant is greater than 1, we get a horizontal compression of the function. Given a function [latex]y=f\left(x\right)[/latex], the form [latex]y=f\left(bx\right)[/latex] results in a horizontal stretch or compression. Consider the function [latex]y={x}^{2}[/latex]. The graph of [latex]y={\left(0.5x\right)}^{2}[/latex] is a horizontal stretch of the graph of the function [latex]y={x}^{2}[/latex] by a factor of 2. The graph of [latex]y={\left(2x\right)}^{2}[/latex] is a horizontal compression of the graph of the function [latex]y={x}^{2}[/latex] by a factor of 2.

A General Note: Horizontal Stretches and Compressions

Given a function [latex]f\left(x\right)[/latex], a new function [latex]g\left(x\right)=f\left(bx\right)[/latex], where [latex]b[/latex] is a constant, is a horizontal stretch or horizontal compression of the function [latex]f\left(x\right)[/latex].
  • If [latex]b>1[/latex], then the graph will be compressed by [latex]\frac{1}{b}[/latex].
  • If [latex]0<b<1[/latex], then the graph will be stretched by [latex]\frac{1}{b}[/latex].
  • If [latex]b<0[/latex], then there will be combination of a horizontal stretch or compression with a horizontal reflection.

How To: Given a description of a function, sketch a horizontal compression or stretch.

  1. Write a formula to represent the function.
  2. Set [latex]g\left(x\right)=f\left(bx\right)[/latex] where [latex]b>1[/latex] for a compression or [latex]0<b<1[/latex] for a stretch.

Example: Graphing a Horizontal Compression

Suppose a scientist is comparing a population of fruit flies to a population that progresses through its lifespan twice as fast as the original population. In other words, this new population, [latex]R[/latex], will progress in 1 hour the same amount as the original population does in 2 hours, and in 2 hours, it will progress as much as the original population does in 4 hours. Sketch a graph of this population.

Answer: Symbolically, we could write

[latex]\begin{cases}R\left(1\right)=P\left(2\right),\hfill \\ R\left(2\right)=P\left(4\right),\text{ and in general,}\hfill \\ R\left(t\right)=P\left(2t\right).\hfill \end{cases}[/latex]

See below for a graphical comparison of the original population and the compressed population.
Two side-by-side graphs. The first graph has function for original population whose domain is [0,7] and range is [0,3]. The maximum value occurs at (3,3). The second graph has the same shape as the first except it is half as wide. It is a graph of transformed population, with a domain of [0, 3.5] and a range of [0,3]. The maximum occurs at (1.5, 3). (a) Original population graph (b) Compressed population graph

Analysis of the Solution

Note that the effect on the graph is a horizontal compression where all input values are half of their original distance from the vertical axis.

Example: Finding a Horizontal Stretch for a Tabular Function

A function [latex]f\left(x\right)[/latex] is given below. Create a table for the function [latex]g\left(x\right)=f\left(\frac{1}{2}x\right)[/latex].
[latex]x[/latex] 2 4 6 8
[latex]f\left(x\right)[/latex] 1 3 7 11

Answer: The formula [latex]g\left(x\right)=f\left(\frac{1}{2}x\right)[/latex] tells us that the output values for [latex]g[/latex] are the same as the output values for the function [latex]f[/latex] at an input half the size. Notice that we do not have enough information to determine [latex]g\left(2\right)[/latex] because [latex]g\left(2\right)=f\left(\frac{1}{2}\cdot 2\right)=f\left(1\right)[/latex], and we do not have a value for [latex]f\left(1\right)[/latex] in our table. Our input values to [latex]g[/latex] will need to be twice as large to get inputs for [latex]f[/latex] that we can evaluate. For example, we can determine [latex]g\left(4\right)\text{.}[/latex]

[latex]g\left(4\right)=f\left(\frac{1}{2}\cdot 4\right)=f\left(2\right)=1[/latex]

We do the same for the other values to produce the table below.
[latex]x[/latex] 4 8 12 16
[latex]g\left(x\right)[/latex] 1 3 7 11
Graph of the previous table. This figure shows the graphs of both of these sets of points.

Analysis of the Solution

Because each input value has been doubled, the result is that the function [latex]g\left(x\right)[/latex] has been stretched horizontally by a factor of 2.

Example: Recognizing a Horizontal Compression on a Graph

Relate the function [latex]g\left(x\right)[/latex] to [latex]f\left(x\right)[/latex]. Graph of f(x) being vertically compressed to g(x).

Answer: The graph of [latex]g\left(x\right)[/latex] looks like the graph of [latex]f\left(x\right)[/latex] horizontally compressed. Because [latex]f\left(x\right)[/latex] ends at [latex]\left(6,4\right)[/latex] and [latex]g\left(x\right)[/latex] ends at [latex]\left(2,4\right)[/latex], we can see that the [latex]x\text{-}[/latex] values have been compressed by [latex]\frac{1}{3}[/latex], because [latex]6\left(\frac{1}{3}\right)=2[/latex]. We might also notice that [latex]g\left(2\right)=f\left(6\right)[/latex] and [latex]g\left(1\right)=f\left(3\right)[/latex]. Either way, we can describe this relationship as [latex]g\left(x\right)=f\left(3x\right)[/latex]. This is a horizontal compression by [latex]\frac{1}{3}[/latex].

Analysis of the Solution

Notice that the coefficient needed for a horizontal stretch or compression is the reciprocal of the stretch or compression. So to stretch the graph horizontally by a scale factor of 4, we need a coefficient of [latex]\frac{1}{4}[/latex] in our function: [latex]f\left(\frac{1}{4}x\right)[/latex]. This means that the input values must be four times larger to produce the same result, requiring the input to be larger, causing the horizontal stretching.

Try It

Write a formula for the toolkit square root function horizontally stretched by a factor of 3.

Answer: [latex]g\left(x\right)=|x - 1|-3[/latex]

Sequences of Transformations

Now that we have two transformations, we can combine them together. Vertical shifts are outside changes that affect the output ( [latex]y\text{-}[/latex] ) axis values and shift the function up or down. Horizontal shifts are inside changes that affect the input ( [latex]x\text{-}[/latex] ) axis values and shift the function left or right. Combining the two types of shifts will cause the graph of a function to shift up or down and right or left.

How To: Given a function and both a vertical and a horizontal shift, sketch the graph.

  1. Identify the vertical and horizontal shifts from the formula.
  2. The vertical shift results from a constant added to the output. Move the graph up for a positive constant and down for a negative constant.
  3. The horizontal shift results from a constant added to the input. Move the graph left for a positive constant and right for a negative constant.
  4. Apply the shifts to the graph in either order.

Example: Graphing Combined Vertical and Horizontal Shifts

Given [latex]f\left(x\right)=|x|[/latex], sketch a graph of [latex]h\left(x\right)=f\left(x+1\right)-3[/latex]. The function [latex]f[/latex] is our toolkit absolute value function. We know that this graph has a V shape, with the point at the origin. The graph of [latex]h[/latex] has transformed [latex]f[/latex] in two ways: [latex]f\left(x+1\right)[/latex] is a change on the inside of the function, giving a horizontal shift left by 1, and the subtraction by 3 in [latex]f\left(x+1\right)-3[/latex] is a change to the outside of the function, giving a vertical shift down by 3. The transformation of the graph is illustrated below. Let us follow one point of the graph of [latex]f\left(x\right)=|x|[/latex].
  • The point [latex]\left(0,0\right)[/latex] is transformed first by shifting left 1 unit: [latex]\left(0,0\right)\to \left(-1,0\right)[/latex]
  • The point [latex]\left(-1,0\right)[/latex] is transformed next by shifting down 3 units: [latex]\left(-1,0\right)\to \left(-1,-3\right)[/latex]
Graph of an absolute function, y=|x|, and how it was transformed to y=|x+1|-3. Below is the graph of [latex]h[/latex]. The final function y=|x+1|-3.

Try It

Given [latex]f\left(x\right)=|x|[/latex], sketch a graph of [latex]h\left(x\right)=f\left(x - 2\right)+4[/latex].

Answer: cnx_precalc_figure_01_05_010

Example: Identifying Combined Vertical and Horizontal Shifts

Write a formula for the graph shown below, which is a transformation of the toolkit square root function. Graph of a square root function transposed right one unit and up 2.

Answer: The graph of the toolkit function starts at the origin, so this graph has been shifted 1 to the right and up 2. In function notation, we could write that as

[latex]h\left(x\right)=f\left(x - 1\right)+2[/latex]

Using the formula for the square root function, we can write

[latex]h\left(x\right)=\sqrt{x - 1}+2[/latex]

Analysis of the Solution

Note that this transformation has changed the domain and range of the function. This new graph has domain [latex]\left[1,\infty \right)[/latex] and range [latex]\left[2,\infty \right)[/latex].

Try It

Write a formula for a transformation of the toolkit reciprocal function [latex]f\left(x\right)=\frac{1}{x}[/latex] that shifts the function’s graph one unit to the right and one unit up.

Answer: [latex-display]g\left(x\right)=\frac{1}{{\left(x+4\right)}^{2}}+2[/latex-display]

Example: Applying a Learning Model Equation

A common model for learning has an equation similar to [latex]k\left(t\right)=-{2}^{-t}+1[/latex], where [latex]k[/latex] is the percentage of mastery that can be achieved after [latex]t[/latex] practice sessions. This is a transformation of the function [latex]f\left(t\right)={2}^{t}[/latex] shown below. Sketch a graph of [latex]k\left(t\right)[/latex]. Graph of k(t)

Answer: This equation combines three transformations into one equation.

  • A horizontal reflection: [latex]f\left(-t\right)={2}^{-t}[/latex]
  • A vertical reflection: [latex]-f\left(-t\right)=-{2}^{-t}[/latex]
  • A vertical shift: [latex]-f\left(-t\right)+1=-{2}^{-t}+1[/latex]
We can sketch a graph by applying these transformations one at a time to the original function. Let us follow two points through each of the three transformations. We will choose the points (0, 1) and (1, 2).
  1. First, we apply a horizontal reflection: (0, 1) (–1, 2).
  2. Then, we apply a vertical reflection: (0, −1) (1, –2).
  3. Finally, we apply a vertical shift: (0, 0) (1, 1).
This means that the original points, (0,1) and (1,2) become (0,0) and (1,1) after we apply the transformations. In the graphs below, the first graph results from a horizontal reflection. The second results from a vertical reflection. The third results from a vertical shift up 1 unit. Graphs of all the transformations.

Analysis of the Solution

As a model for learning, this function would be limited to a domain of [latex]t\ge 0[/latex], with corresponding range [latex]\left[0,1\right)[/latex].

Try It

Given the toolkit function [latex]f\left(x\right)={x}^{2}[/latex], graph [latex]g\left(x\right)=-f\left(x\right)[/latex] and [latex]h\left(x\right)=f\left(-x\right)[/latex]. Take note of any surprising behavior for these functions.

Answer: cnx_precalc_figure_01_05_020 Notice: [latex]g(x)=f(−x)[/latex] looks the same as [latex]f(x)[/latex].

Combine Shifts and Stretches

When combining transformations, it is very important to consider the order of the transformations. For example, vertically shifting by 3 and then vertically stretching by 2 does not create the same graph as vertically stretching by 2 and then vertically shifting by 3, because when we shift first, both the original function and the shift get stretched, while only the original function gets stretched when we stretch first. When we see an expression such as [latex]2f\left(x\right)+3[/latex], which transformation should we start with? The answer here follows nicely from the order of operations. Given the output value of [latex]f\left(x\right)[/latex], we first multiply by 2, causing the vertical stretch, and then add 3, causing the vertical shift. In other words, multiplication before addition. Horizontal transformations are a little trickier to think about. When we write [latex]g\left(x\right)=f\left(2x+3\right)[/latex], for example, we have to think about how the inputs to the function [latex]g[/latex] relate to the inputs to the function [latex]f[/latex]. Suppose we know [latex]f\left(7\right)=12[/latex]. What input to [latex]g[/latex] would produce that output? In other words, what value of [latex]x[/latex] will allow [latex]g\left(x\right)=f\left(2x+3\right)=12[/latex]? We would need [latex]2x+3=7[/latex]. To solve for [latex]x[/latex], we would first subtract 3, resulting in a horizontal shift, and then divide by 2, causing a horizontal compression. This format ends up being very difficult to work with, because it is usually much easier to horizontally stretch a graph before shifting. We can work around this by factoring inside the function.

[latex]f\left(bx+p\right)=f\left(b\left(x+\frac{p}{b}\right)\right)[/latex]

Let’s work through an example.

[latex]f\left(x\right)={\left(2x+4\right)}^{2}[/latex]

We can factor out a 2.

[latex]f\left(x\right)={\left(2\left(x+2\right)\right)}^{2}[/latex]

Now we can more clearly observe a horizontal shift to the left 2 units and a horizontal compression. Factoring in this way allows us to horizontally stretch first and then shift horizontally.

A General Note: Combining Transformations

When combining vertical transformations written in the form [latex]af\left(x\right)+k[/latex], first vertically stretch by [latex]a[/latex] and then vertically shift by [latex]k[/latex]. When combining horizontal transformations written in the form [latex]f\left(bx+h\right)[/latex], first horizontally shift by [latex]h[/latex] and then horizontally stretch by [latex]\frac{1}{b}[/latex]. When combining horizontal transformations written in the form [latex]f\left(b\left(x+h\right)\right)[/latex], first horizontally stretch by [latex]\frac{1}{b}[/latex] and then horizontally shift by [latex]h[/latex]. Horizontal and vertical transformations are independent. It does not matter whether horizontal or vertical transformations are performed first.

Example: Finding a Triple Transformation of a Tabular Function

Given the table below for the function [latex]f\left(x\right)[/latex], create a table of values for the function [latex]g\left(x\right)=2f\left(3x\right)+1[/latex].
[latex]x[/latex] 6 12 18 24
[latex]f\left(x\right)[/latex] 10 14 15 17

Answer: There are three steps to this transformation, and we will work from the inside out. Starting with the horizontal transformations, [latex]f\left(3x\right)[/latex] is a horizontal compression by [latex]\frac{1}{3}[/latex], which means we multiply each [latex]x\text{-}[/latex] value by [latex]\frac{1}{3}[/latex].

[latex]x[/latex] 2 4 6 8
[latex]f\left(3x\right)[/latex] 10 14 15 17
Looking now to the vertical transformations, we start with the vertical stretch, which will multiply the output values by 2. We apply this to the previous transformation.
[latex]x[/latex] 2 4 6 8
[latex]2f\left(3x\right)[/latex] 20 28 30 34
Finally, we can apply the vertical shift, which will add 1 to all the output values.
[latex]x[/latex] 2 4 6 8
[latex]g\left(x\right)=2f\left(3x\right)+1[/latex] 21 29 31 35

Example: Finding a Triple Transformation of a Graph

Use the graph of [latex]f\left(x\right)[/latex] to sketch a graph of [latex]k\left(x\right)=f\left(\frac{1}{2}x+1\right)-3[/latex]. Graph of a half-circle.

Answer: To simplify, let’s start by factoring out the inside of the function.

[latex]f\left(\frac{1}{2}x+1\right)-3=f\left(\frac{1}{2}\left(x+2\right)\right)-3[/latex]

By factoring the inside, we can first horizontally stretch by 2, as indicated by the [latex]\frac{1}{2}[/latex] on the inside of the function. Remember that twice the size of 0 is still 0, so the point (0,2) remains at (0,2) while the point (2,0) will stretch to (4,0). Graph of a vertically stretch half-circle. Next, we horizontally shift left by 2 units, as indicated by [latex]x+2[/latex]. Graph of a vertically stretch and translated half-circle. Last, we vertically shift down by 3 to complete our sketch, as indicated by the [latex]-3[/latex] on the outside of the function. Graph of a vertically stretch and translated half-circle.

Transformations of Quadratic Functions

The standard form of a quadratic function presents the function in the form

[latex]f\left(x\right)=a{\left(x-h\right)}^{2}+k[/latex]

where [latex]\left(h,\text{ }k\right)[/latex] is the vertex. Because the vertex appears in the standard form of the quadratic function, this form is also known as the vertex form of a quadratic function.

The standard form is useful for determining how the graph is transformed from the graph of [latex]y={x}^{2}[/latex]. The figure below is the graph of this basic function. Graph of y=x^2.  

Shift Up and Down by Changing the value of k

You can represent a vertical (up, down) shift of the graph of [latex]f(x)=x^2[/latex] by adding or subtracting a constant, k.

[latex]f(x)=x^2 + k[/latex]

 If [latex]k>0[/latex], the graph shifts upward, whereas if [latex]k<0[/latex], the graph shifts downward.

Make Note

Write the equation for the graph of [latex]f(x)=x^2[/latex] that has been shifted up 4 units in the textbox below.[practice-area rows="2"][/practice-area] Now write the equation for the graph of [latex]f(x)=x^2[/latex] that has been shifted down 4 units in the textbox below.[practice-area rows="2"][/practice-area] Now check yourself!

Answer: The equation for the graph of [latex]f(x)=x^2[/latex] that has been shifted up 4 units is [latex-display]f(x)=x^2+4[/latex-display] The equation for the graph of [latex]f(x)=x^2[/latex] that has been shifted down 4 units is [latex-display]f(x)=x^2-4[/latex-display]

 

Shift left and right by changing the value of h.

You can represent a horizontal (left, right) shift of the graph of [latex]f(x)=x^2[/latex] by adding or subtracting a constant, h, to the variable x, before squaring.

[latex]f(x)=(x-h)^2 [/latex]

If [latex]h>0[/latex], the graph shifts toward the right and if [latex]h<0[/latex], the graph shifts to the left.

Make Note

Write the equation for the graph of [latex]f(x)=x^2[/latex] that has been shifted right 2 units in the textbox below.[practice-area rows="2"][/practice-area] Now write the equation for the graph of [latex]f(x)=x^2[/latex] that has been shifted left 2 units in the textbox below.[practice-area rows="2"][/practice-area] Now check yourself!

Answer: The equation for the graph of [latex]f(x)=x^2[/latex] that has been shifted right 2 units is [latex-display]f(x)=(x-2)^2[/latex-display] The equation for the graph of [latex]f(x)=^2[/latex] that has been shifted left 2 units is [latex-display]f(x)=(x+2)^2[/latex-display]

Stretch or compress by changing the value of a.

You can represent a stretch or compression (narrowing, widening) of the graph of [latex]f(x)=x^2[/latex] by multiplying the squared variable by a constant, a.

[latex]f(x)=ax^2 [/latex]

The magnitude of a indicates the stretch of the graph. If [latex]|a|>1[/latex], the point associated with a particular x-value shifts farther from the x-axis, so the graph appears to become narrower, and there is a vertical stretch. But if [latex]|a|<1[/latex], the point associated with a particular x-value shifts closer to the x-axis, so the graph appears to become wider, but in fact there is a vertical compression.

Make Note

Write the equation for the graph of [latex]f(x)=x^2[/latex] that has been has been compressed vertically by a factor of [latex]\frac{1}{2}[/latex] in the textbox below.[practice-area rows="2"][/practice-area] Then,  write the equation for the graph of [latex]f(x)=x^2[/latex] that has been vertically stretched by a factor of 3.[practice-area rows="2"][/practice-area] Now check yourself!

Answer: The equation for the graph of [latex]f(x)=x^2[/latex] that has been compressed vertically by a factor of [latex]\frac{1}{2}[/latex] [latex-display]f(x)=\frac{1}{2}x^2[/latex-display] The equation for the graph of [latex]f(x)=x^2[/latex] that has been vertically stretched by a factor of 3.is [latex-display]f(x)=3x^2[/latex-display]

The standard form and the general form are equivalent methods of describing the same function. We can see this by expanding out the general form and setting it equal to the standard form.

[latex]\begin{cases}a{\left(x-h\right)}^{2}+k=a{x}^{2}+bx+c\hfill \\ a{x}^{2}-2ahx+\left(a{h}^{2}+k\right)=a{x}^{2}+bx+c\hfill \end{cases}[/latex]

For the linear terms to be equal, the coefficients must be equal.

[latex]-2ah=b,\text{ so }h=-\frac{b}{2a}[/latex].

This is the axis of symmetry we defined earlier. Setting the constant terms equal:

[latex]\begin{cases}a{h}^{2}+k=c\hfill \\ \text{ }k=c-a{h}^{2}\hfill \\ \text{ }=c-a-{\left(\frac{b}{2a}\right)}^{2}\hfill \\ \text{ }=c-\frac{{b}^{2}}{4a}\hfill \end{cases}[/latex]

In practice, though, it is usually easier to remember that k is the output value of the function when the input is h, so [latex]f\left(h\right)=k[/latex].

Now you try it. Determine two quadratic functions whose axis of symmetry is x = -3, and whose vertex is (-3, 2). Now answer the following questions about the graphs you made.

Take Note

How many potential values are there for h in this scenario? [practice-area rows="2"][/practice-area] How about k? [practice-area rows="2"][/practice-area] How about a? [practice-area rows="2"][/practice-area]

Answer: There is only one [latex](h,k)[/latex] pair that will satisfy these conditions, [latex](-3,2)[/latex].  The value of a does not affect the line of symmetry or the vertex of a quadratic graph, so a can be an infinite number of values.

 

 Summary of Transformations

Vertical shift [latex]g\left(x\right)=f\left(x\right)+k[/latex] (up for [latex]k>0[/latex] )
Horizontal shift [latex]g\left(x\right)=f\left(x-h\right)[/latex] (right for [latex]h>0[/latex] )
Vertical reflection [latex]g\left(x\right)=-f\left(x\right)[/latex]
Horizontal reflection [latex]g\left(x\right)=f\left(-x\right)[/latex]
Vertical stretch [latex]g\left(x\right)=af\left(x\right)[/latex] ( [latex]a>0[/latex])
Vertical compression [latex]g\left(x\right)=af\left(x\right)[/latex] [latex]\left(0<a<1\right)[/latex]
Horizontal stretch [latex]g\left(x\right)=f\left(bx\right)[/latex] [latex]\left(0<b<1\right)[/latex]
Horizontal compression [latex]g\left(x\right)=f\left(bx\right)[/latex] ( [latex]b>1[/latex] )

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